Warrington School/Board Of Trustees/Act
OLICY AND PROCEDURES RELATING TO THE PROTECTED DISCLOSURES ACT 2000==
- 1 Introduction
- 2 The policy consists of:
- 3 What is a Protected Disclosure
- 4 Definition of Serious Wrongdoing
- 5 Conditions for Disclosure
- 6 Who can make a disclosure
- 7 Protection of employees making disclosures
- 8 Procedure
- 9 Where to send disclosures
- 10 Decision to investigate
- 11 Protection of disclosing employees name
- 12 Report of Investigation
- 13 Disclosure to an appropriate authority in certain circumstances
- 14 Appropriate Authorities include (but are not limited to)
- 15 Disclosure to Ministers and Ombudsman
- The purpose of this policy is to provide information and guidance to employees of Warrington School who wish to report serious wrongdoing within Warrington School.
- This policy is issued in compliance with of the Protected Disclosures Act 2000 which aims to facilitate the disclosure of matters of serious wrong doing in or by an organisation AND protecting employees who make disclosures.
The policy consists of:
- A definition of a protected disclosure.
- A definition of serious wrong doing that can be the basis for a protected disclosure by an employee.
- Conditions of disclosure.
- Information on whom can make a disclosure.
- Protections for employees making disclosures.
- A procedure by which an employee can make a disclosure.
What is a Protected Disclosure
- A protected disclosure is a declaration made by an employee where they believe serious wrongdoing has occurred. Employees making disclosures will be protected against retaliatory or disciplinary action and will not be liable for civil or criminal proceedings related to the disclosure.
Definition of Serious Wrongdoing
- Serious wrong doing for the purposes of this policy includes any of the following:
- Unlawful, corrupt, or irregular use of public funds or resources
- An act or omission or course of conduct:
- which seriously risks public health or safety or the environment; or
- that constitutes an offence; or
- that is oppressive, improperly discriminatory; grossly negligent; or
- constitutes gross mismanagement; or
- constitutes serious risk to the maintenance of law.
PROTECTED DISCLOSURES A
Conditions for Disclosure
- Before making a disclosure the employee should be sure the following conditions are met:
- The information is about serious wrongdoing in or by Warrington School: and
- The employee believes on reasonable grounds the information to be true or is likely to be true; and
- The employee wishes the wrongdoing to be investigated; and
- The employee wishes the disclosure to be protected
Who can make a disclosure
- Any employee of Warrington School can make a disclosure. For the purposes of this policy an employee includes:
- Current employees and principal
- Former employees and principals
- Contractors supplying services to Warrington School
Protection of employees making disclosures
- An employee who makes a disclosure and who has acted in accordance with the procedure outlined in this policy:
- may bring a personal grievance in respect of retaliatory action from their employers;
- may access the anti-discrimination provisions of the Human Rights Act in respect of retaliatory action from their employees;
- are not liable for any civil or criminal proceedings, or to a disciplinary hearing by reason of having made or referred to a disclosure;
- will, subject to Clause 5 of the procedure, have their disclosure treated with the utmost confidentiality.
The protections provided in this section will not be available to employees making allegations they know to be false or where they have acted in bad faith.
- Any employee of Warrington School who wishes to make a protected disclosure should do so using the following procedure.
- How to submit a disclosure
- The employee should submit the disclosure in writing.
- Information to be contained
- The disclosure should contain detailed information including the following:
- The nature of the serious wrongdoing
- The name or names of the people involved
- Surrounding facts including details relating to the time and/ or place of the wrongdoing if known and relevant
- Information to be contained
Where to send disclosures
- A disclosure must be sent in writing to the principal (who has been nominated by the Board of Trustees of Warrington School under the provision of Section 11 of the Protected Disclosures Act 2000 for this purpose.)
- If you believe that this person is involved in the wrongdoing or has an association with the person committing the wrongdoing that would make it inappropriate to disclose to them, then you can make the disclosure to the Chair of the Board.
Decision to investigate
- On receipt of a disclosure, the principal (or chair), must within 20 working days examine seriously the allegations of wrongdoing made and decide whether a full investigation is warranted. If warranted a full investigation will be undertaken by the principal and the Board of Trustees or arranged by him/ her as quickly as practically possible, through an appropriate authority, eg Board of Trustees Association or the Ministry of Education.
Protection of disclosing employees name
- All disclosures will be treated with the utmost confidence. When undertaking an investigation, and when writing the report, the principal will make every endeavour possible not to reveal information that can identify the disclosing person, unless the person consents in writing or if the person receiving the protected disclosure reasonable believes that disclosure of identifying information is essential:
- to ensure an effective investigation
- to prevent serious risk to public health or public safety or the environment
- to have regard to the principles of natural justice.
Report of Investigation
- At the conclusion of the investigation the principal (or chair) will prepare a report of the investigation with recommendations for action if appropriate, which will be sent to the Board of Trustees.
- A disclosure may be made to an appropriate authority (including those listed below) if an employee making the disclosure has reasonable grounds to believe:
- the chair of the Board of Trustees in Warrington School is responsible for handling the complaint is or may be involved in the wrongdoing; or
- immediate reference to another authority is justified by urgency or exceptional circumstances: or
- there has been no action or recommended action within 20 working days of the date if disclosure.
Appropriate Authorities include (but are not limited to)
- Commissioner of Police
- Controller and Auditor General
- Director of the Serious Fraud Office
- Inspector General of Intelligence and Security
- Parliamentary Commissioner for the Environment
- Police Complaints Authority
- Solicitor General
- State Service Commissioner
- Health and Disability Commissioner
- The head of every public sector organsation
Disclosure to Ministers and Ombudsman
- A disclosure may be made to a Minister or an Ombudsman if the employee making the disclosure
- Has made the same disclosure according to the internal procedures and clauses of this policy
- Reasonably believes that the person or authority to whom the disclosure was made
- has decided not to investigate; or
- has decided to investigate but not made progress with the investigation within reasonable time; or
- has investigated but has not taken or recommended any action; and
- continues to believe on reasonable grounds that the information disclosed is true or is likely to be true.